SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

 

SPECIALIZED DISCLOSURE REPORT

 

 

VIEW, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-39470   84-3235065

(State or other jurisdiction

of incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

195 South Milpitas Blvd.

Milpitas, California, 95035

(Address of principal executive offices, including zip code)

Bill Krause

Chief Legal Officer

(408) 263-9200

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.

 

Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended ______.

 

 

 


Section 1 – Conflict Minerals Disclosure

Items 1.01 and 1.02 Conflict Minerals Disclosure and Report, Exhibit

A copy of View, Inc.’s Conflict Minerals Report for the year ended December 31, 2021 is attached as Exhibit 1.01 hereto and is publicly available at investors.view.com.

Section 3 – Exhibits

Item 3.01 Exhibits

Exhibit 1.01 Conflict Minerals Report of View, Inc. for the year ended December 31, 2021, as required by Items 1.01 and 1.02 of this Form.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

Date: May 27, 2022     View, Inc.
    By:  

/s/ Bill Krause

    Name:   Bill Krause
    Title:   Chief Legal Officer

 

EX-1.01

EXHIBIT 1.01

Conflict Minerals Report of View, Inc.

For the Year Ended December 31, 2021

Introduction

View, Inc., together with its consolidated subsidiaries (“View,” “the Company,” “we,” “us,” and “our”), has prepared this Conflict Minerals Report for the reporting period January 1, 2021 to December 31, 2021 pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and the requirements of Form SD (collectively, “the Rules”).

Minerals including tantalum, tin, tungsten, and gold (“3TG”) are classified as “conflict minerals” and may be necessary to the functionality or production of certain products that we manufacture or contract to manufacture. As such, we are subject to the Rules with respect to those necessary conflict minerals. The Rules require us to conduct, in good faith, a reasonable country of origin inquiry (“RCOI”) into those necessary conflict minerals to determine whether they originated in the Democratic Republic of Congo (“DRC”) or an adjoining country (“a covered country” and together, the “covered countries”) or are from recycled or scrap sources. If, as a result of our RCOI procedures, we know or have reason to believe that any of our necessary conflict minerals originated in one or more of the covered countries and are not from recycled or scrap materials, then we are required to exercise due diligence to determine the source and chain of custody of such conflict minerals.

This Report and Form SD can be found on our website at www.view.com.

Company Overview

View is a technology company that makes buildings smart and connected to improve people’s health, productivity and experience, while simultaneously reducing energy consumption. Our market leading innovations and products enable people to lead healthier and more productive lives by allowing in more natural daylight and views while minimizing glare and heat, and simultaneously reducing the building’s carbon footprint and energy usage. We have achieved these transformations by designing, manufacturing, and providing electrochromic or “smart” glass panels to which we add a 1 micrometer (approximately 1/100th the thickness of human hair) proprietary electrochromic coating that fundamentally changes the building’s thermodynamics and the health of the humans inside it. Through our proprietary network infrastructure, each View Smart Glass window is provided an individual IP-addressable location and when combined with our proprietary software and algorithms, View Smart Glass intelligently adjusts in response to the sun by tinting from clear to dark states, and vice versa. In addition, we now offer a suite of fully integrated, cloud-connected smart-building products that we believe will enable us to further optimize the human experience within buildings.

For further discussion of our products and services, see our definitive proxy statement filed on February 16, 2021, as supplemented on February 23, 2021 (the “Proxy Statement”). The information contained in the Proxy Statement is not incorporated by reference into this Conflict Minerals Report or our Form SD for 2021 and should not be considered part of this Conflict Minerals Report or the associated Form SD.

View’s Conflict Minerals Policy

Our goal is to eliminate the use of Conflict Minerals. We are aware that our products contain 3TG metals that are necessary to the functionality or production of those products. To this end, View works with its suppliers to identify the sources of all 3TG metals used in our products. If any of these metals may originate from the Covered Countries, then further investigation is required. We use the tools provided by the Responsible Minerals Initiative (“RMI”) to gather information from our suppliers. The information requested includes the name and location of smelters or refiners used to produce the metals, and the origin of the minerals. Our due diligence process and efforts are consistent with the Organization for Economic Co-operation


and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidance”).

Our Conflict Minerals Policy can be found on our website at www.view.com.

Description of Product Identification and RCOI Processes

We have concluded that, during 2021, we manufactured and contracted to manufacture products containing certain conflict minerals. As such, we conducted a RCOI process to determine whether any of the conflict minerals originated, or may have originated, in the covered countries and whether such conflict minerals originated from recycled or scrap sources.

We conducted an assessment to determine which of our direct suppliers may be providing components of our products that are likely to contain conflict minerals. We employed a collaborative process to identify the applicable list of components and suppliers to focus our efforts, consulting with members of our supply chain department. We verified with such personnel that the population of components and suppliers was complete and comprehensive for our 2021 procedures. We then identified the list of suppliers that we directly procured materials from (“tier one” or “direct” suppliers) to survey. Three suppliers were confirmed to have supplied products or components to us that contained conflict minerals during the year ended December 31, 2021, all of which responded to our surveys.

Results

Leveraging the RMI Conflict Minerals Reporting Template (“CMRT”), our RCOI consisted of surveying tier one suppliers confirmed to have supplied products that contained conflict minerals that were either used to manufacture our smart glass panels or contracted for the manufacturing of our balance of system components. This template includes information regarding the smelters, origins of conflict minerals, supplier due diligence programs, and whether the materials originate from recycled or scrap sources.

As part of reviewing the completed CMRT surveys, responses were reviewed for completeness, reasonableness, and consistency, and we followed up with our suppliers for corrections and clarifications as needed.

Our tier one suppliers performed similar RCOI procedures to identify the chain of custody from their suppliers back to the smelter and country of origin. We relied on the good faith efforts of our tier one suppliers to provide us with reasonable information and representations relating to the smelter and country of origin. The smelter or refiner facilities that may have been used to process our necessary conflict minerals are contained in Annex I. See “Smelter and Refiner Facilities” below for more detail regarding the information contained in Annex I.

Based on the surveys received from our suppliers and the RCOI procedures conducted for our business, we concluded that we had reason to believe that a portion of our necessary conflict minerals originated or may have originated in the covered countries and such necessary conflict minerals may not have been from recycled or scrap sources. Based on this result, we exercised due diligence to determine the source and chain of custody of such conflict minerals as described below.

Framework Used to Develop Due Diligence Measures

In accordance with the Rules, we undertook due diligence efforts to determine the country, mine, or location of origin and facilities used to produce the conflict minerals used in our products. We designed our due diligence measures to conform in all material respects with the internationally recognized due diligence framework as set forth in the OECD Guidance and related supplements for 3TG.


Due Diligence Undertaken to Comply with the OECD Framework

Our due diligence process for 2021 included the following steps:

OECD Step 1: Establish a Company Management System

 

 

We have adopted and communicated our conflict minerals policy both publicly and to relevant internal and external parties, which conflict minerals policy is available at www.view.com, and is not incorporated herein by reference.

 

 

We have an operating, cross-functional internal governance team with representatives from our supply chain, engineering, compliance, and legal departments to ensure policy statements and control processes are followed.

 

 

As described above, we undertook an RCOI with respect to the Conflict Minerals in our supply chain by requesting a CMRT be completed by each of our suppliers to gather information about their use of Conflict Minerals, the smelters and refiners in their supply chain that are included in our Covered Products, and the countries of origin for such Conflict Minerals.

 

 

Our Code of Conduct contains procedures whereby employees can report violations, including via our anonymous ethics hotline.

 

 

We have a records retention process to ensure retention of conflicts minerals due diligence materials.

OECD Step 2: Identify and Assess Risks in Supply Chain

 

 

We conducted our surveys leveraging the CMRT, which were sent to all relevant suppliers considered to be subject to the Rules. We used the CMRT to identify smelter or refiner facilities and countries of origin of our necessary conflict minerals.

 

 

We relied on RMI and other information provided by our suppliers to identify countries of origin for Responsible Minerals Assurance Program (“RMAP”) compliant smelter or refiner facilities.

 

 

We reviewed the responses from the CMRT questionnaires with our supply chain department and crosschecked the list with RMAP facilities found at www.responsiblemineralsinitiative.org, which website is not incorporated herein by reference.

OECD Step 3: Design and Implement a Strategy to Respond to Identified Risks

 

 

As we do not source directly from smelter or refiner facilities, we rely on our direct suppliers to provide us with the necessary information about the source of Conflict Minerals contained in our products. Our suppliers are similarly reliant upon information provided by their suppliers to provide information regarding the country of origin of Conflict Minerals that are included in our products. Thus, there is a risk that the final information provided to us and upon which we rely is incomplete or inaccurate.

OECD Step 4: Independent Third-Party Audit of Smelter/Refiner Due Diligence Practices

 

 

As we do not source directly from smelter or refiner facilities, we rely on the RMAP to oversee and coordinate third-party audits of these facilities. The RMAP audit protocols and procedures were designed by the RMI. These audit protocols and procedures require the smelters or refiners to engage specially trained third-party auditors to independently verify that these smelters and refiners can be considered conflict free.

 

 

We rely on the publicly available audit results of the RMAP third-party audits to validate the sourcing practices of facilities in our supply chain.


OECD Step 5: Report Annually on Supply Chain Due Diligence

 

We file a Form SD and Conflict Minerals Report with the Securities and Exchange Commission on an annual basis, as necessary. Our Form SD and Conflict Minerals Report are also available on our website at investors.view.com and is not incorporated herein by reference.

Smelter and Refiner Facilities

In connection with our RCOI and due diligence efforts, our suppliers provided us with lists of facilities that may have processed the necessary conflict minerals used in our products during 2021. Such facility information is included in Annex I.

Due Diligence Efforts to Identify Country, Location, and Mine of Origin of Conflict Minerals in Products

After obtaining CMRT forms and related documentation through our RCOI and due diligence processes as described above, we compared the smelters and refiners used by relevant suppliers with the list of smelters and refiners from the RMAP, as well as responses in the CMRT, to gather the country, location, and mine of origin information. We also reviewed public information, to the extent available, in an attempt to verify the mine or location of origin. All of the smelters/refiners on our list have been verified as conformant by the RMAP. Therefore, based on our due diligence efforts, we conclude the Conflict Minerals contained in our Covered Products come from suppliers using smelters or refiners listed as conformant by RMI. However, we rely on our direct suppliers to provide us with the necessary information about the source of Conflict Minerals contained in the Covered Products that we contract with them to manufacture for us and our suppliers are similarly reliant upon information provided by their suppliers. Thus, there is a risk that the final information provided to us and upon which we rely is incomplete or inaccurate.


ANNEX I

SMELTER LIST

 

Metal

  

Smelter Name

  

Smelter Country

  

Status

Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    Conformant
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    Conformant
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA    Conformant
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    Conformant
Tungsten    Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA    Conformant
Tungsten    Kennametal Huntsville    UNITED STATES OF AMERICA    Conformant
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION    Conformant
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    Conformant
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    Conformant
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA    Conformant
Tungsten    Jiangxi Tungsten Co Ltd    CHINA    Conformant
Tin    Minsur    PERU    Conformant
Tin    Mineracao Taboca S.A.    BRAZIL    Conformant
Tin    PT Timah Tbk Mentok    INDONESIA    Conformant
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA    Conformant
Tin    PT Timah Tbk Kundur    INDONESIA    Conformant
Tin    PT Mitra Stania Prima    INDONESIA    Conformant
Tin    PT Artha Cipta Langgeng    INDONESIA    Conformant
Tin    Fenix Metals    POLAND    Conformant
Tin    Yunnan Tin Company Limited    CHINA    Conformant


Tin    PT Refined Bangka Tin    INDONESIA    Conformant
Tin    White Solder Metalurgia e Mineracao Ltda.    BRAZIL    Conformant
Tin    PT Menara Cipta Mulia    INDONESIA    Conformant
Tin    Tin Technology & Refining    UNITED STATES OF AMERICA    Conformant
Tin    EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)    Conformant
Tin    Thaisarco    THAILAND    Conformant
Tin    CV Venus Inti Perkasa    INDONESIA    Conformant
Tin    Metallo Belgium N.V.    BELGIUM    Conformant
Tin    Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)    Conformant
Tin    PT Bangka Serumpun    INDONESIA    Conformant
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    Conformant
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA    Conformant
Gold    8853 S.p.A.    ITALY    Conformant
Gold    Advanced Chemical Company    UNITED STATES OF AMERICA    Conformant
Gold    Aida Chemical Industries Co., Ltd.    JAPAN    Conformant
Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES    Conformant
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    Conformant
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    Conformant
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL    Conformant
Gold    Argor-Heraeus S.A.    SWITZERLAND    Conformant
Gold    Asahi Pretec Corp.    JAPAN    Conformant
Gold    Asahi Refining Canada Ltd.    CANADA    Conformant
Gold    Asahi Refining USA Inc.    UNITED STATES OF AMERICA    Conformant
Gold    Asaka Riken Co., Ltd.    JAPAN    Conformant
Gold    Aurubis AG    GERMANY    Conformant


Gold    Bangalore Refinery    INDIA    Conformant
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    Conformant
Gold    Boliden AB    SWEDEN    Conformant
Gold    C. Hafner GmbH + Co. KG    GERMANY    Conformant
Gold    CCR Refinery—Glencore Canada Corporation    CANADA    Conformant
Gold    Cendres + Metaux S.A.    SWITZERLAND    Conformant
Gold    Chimet S.p.A.    ITALY    Conformant
Gold    Chugai Mining    JAPAN    Conformant
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    Conformant
Gold    DODUCO Contacts and Refining GmbH    GERMANY    Conformant
Gold    Dowa    JAPAN    Conformant
Gold    Eco-System Recycling Co., Ltd. East Plant    JAPAN    Conformant
Gold    Eco-System Recycling Co., Ltd. North Plant    JAPAN    Conformant
Gold    Eco-System Recycling Co., Ltd. West Plant    JAPAN    Conformant
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES    Conformant
Gold    JSC Novosibirsk Refinery    RUSSIAN FEDERATION    Conformant
Gold    Geib Refining Corporation    UNITED STATES OF AMERICA    Conformant
Gold    LT Metal Ltd.    KOREA, REPUBLIC OF    Conformant
Gold    Heimerle + Meule GmbH    GERMANY    Conformant
Gold    Heraeus Metals Hong Kong Ltd.    CHINA    Conformant
Gold    Heraeus Germany GmbH Co. KG    GERMANY    Conformant
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    Conformant
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN    Conformant
Gold    Istanbul Gold Refinery    TURKEY    Conformant
Gold    Italpreziosi    ITALY    Conformant


Gold    Japan Mint    JAPAN    Conformant
Gold    Jiangxi Copper Co., Ltd.    CHINA    Conformant
Gold    JSC Uralelectromed    RUSSIAN FEDERATION    Conformant
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN    Conformant
Gold    Kazzinc    KAZAKHSTAN    Conformant
Gold    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA    Conformant
Gold    KGHM Polska Miedz Spolka Akcyjna    POLAND    Conformant
Gold    Kojima Chemicals Co., Ltd.    JAPAN    Conformant
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    Conformant
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN    Conformant
Gold    L’Orfebre S.A.    ANDORRA    Conformant
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    Conformant
Gold    Marsam Metals    BRAZIL    Conformant
Gold    Materion    UNITED STATES OF AMERICA    Conformant
Gold    Matsuda Sangyo Co., Ltd.    JAPAN    Conformant
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA    Conformant
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    Conformant
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA    Conformant
Gold    Metalor Technologies S.A.    SWITZERLAND    Conformant
Gold    Metalor USA Refining Corporation    UNITED STATES OF AMERICA    Conformant
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO    Conformant
Gold    Mitsubishi Materials Corporation    JAPAN    Conformant
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN    Conformant
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA    Conformant
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    Conformant
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY    Conformant


Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN    Conformant
Gold    Nihon Material Co., Ltd.    JAPAN    Conformant
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    Conformant
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN    Conformant
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION    Conformant
Gold    PAMP S.A.    SWITZERLAND    Conformant
Gold    Planta Recuperadora de Metales SpA    CHILE    Conformant
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    Conformant
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA    Conformant
Gold    PX Precinox S.A.    SWITZERLAND    Conformant
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA    Conformant
Gold    REMONDIS PMR B.V.    NETHERLANDS    Conformant
Gold    Royal Canadian Mint    CANADA    Conformant
Gold    SAAMP    FRANCE    Conformant
Gold    Safimet S.p.A    ITALY    Conformant
Gold    SAFINA A.S.    CZECHIA    Conformant
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF    Conformant
Gold    SEMPSA Joyeria Plateria S.A.    SPAIN    Conformant
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    Conformant
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA    Conformant
Gold    Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA    Conformant
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    Conformant
Gold    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA    Conformant


Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN    Conformant
Gold    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF    Conformant
Gold    T.C.A S.p.A    ITALY    Conformant
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN    Conformant
Gold    Shandong Gold Smelting Co., Ltd.    CHINA    Conformant
Gold    Tokuriki Honten Co., Ltd.    JAPAN    Conformant
Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN    Conformant
Gold    Torecom    KOREA, REPUBLIC OF    Conformant
Gold    Umicore Precious Metals Thailand    THAILAND    Conformant
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    Conformant
Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    Conformant
Gold    Valcambi S.A.    SWITZERLAND    Conformant
Gold    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA    Conformant
Gold    WIELAND Edelmetalle GmbH    GERMANY    Conformant
Gold    Yamakin Co., Ltd.    JAPAN    Conformant
Gold    Yokohama Metal Co., Ltd.    JAPAN    Conformant
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    Conformant
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    Conformant
Tantalum    Asaka Riken Co., Ltd.    JAPAN    Conformant
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA    Conformant
Tantalum    D Block Metals, LLC    UNITED STATES OF AMERICA    Conformant
Tantalum    F&X Electro-Materials Ltd.    CHINA    Conformant
Tantalum    FIR Metals & Resource Ltd.    CHINA    Conformant
Tantalum    Global Advanced Metals Aizu    JAPAN    Conformant


Tantalum    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA    Conformant
Tantalum    XIMEI RESOURCES (GUANGDONG) LIMITED    CHINA    Conformant
Tantalum    TANIOBIS Co., Ltd.    THAILAND    Conformant
Tantalum    TANIOBIS GmbH    GERMANY    Conformant
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY    Conformant
Tantalum    H.C. Starck Inc.    UNITED STATES OF AMERICA    Conformant
Tantalum    TANIOBIS Japan Co., Ltd.    JAPAN    Conformant
Tantalum    TANIOBIS Smelting GmbH & Co. KG    GERMANY    Conformant
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    Conformant
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    Conformant
Tantalum    Jiangxi Tuohong New Raw Material    CHINA    Conformant
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    Conformant
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA    Conformant
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    Conformant
Tantalum    KEMET de Mexico    MEXICO    Conformant
Tantalum    LSM Brasil S.A.    BRAZIL    Conformant
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA    Conformant
Tantalum    Mineracao Taboca S.A.    BRAZIL    Conformant
Tantalum    Mitsui Mining and Smelting Co., Ltd.    JAPAN    Conformant
Tantalum    NPM Silmet AS    ESTONIA    Conformant
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    Conformant
Tantalum    Meta Materials    NORTH MACEDONIA, REPUBLIC OF    Conformant
Tantalum    QuantumClean    UNITED STATES OF AMERICA    Conformant
Tantalum    Resind Industria e Comercio Ltda.    BRAZIL    Conformant


Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA    Conformant
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION    Conformant
Tantalum    Taki Chemical Co., Ltd.    JAPAN    Conformant
Tantalum    Telex Metals    UNITED STATES OF AMERICA    Conformant
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN    Conformant
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA    Conformant
Tin    Alpha    UNITED STATES OF AMERICA    Conformant
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    Conformant
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    Conformant
Tin    China Tin Group Co., Ltd.    CHINA    Conformant
Tin    CV Ayi Jaya    INDONESIA    Conformant
Tin    PT Aries Kencana Sejahtera    INDONESIA    Conformant
Tin    PT Rajehan Ariq    INDONESIA    Conformant
Tin    Dowa    JAPAN    Conformant
Tin    Metallo Spain S.L.U.    SPAIN    Conformant
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    Conformant
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA    Conformant
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    Conformant
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA    Conformant
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA    Conformant
Tin    Ma’anshan Weitai Tin Co., Ltd.    CHINA    Conformant
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL    Conformant
Tin    Melt Metais e Ligas S.A.    BRAZIL    Conformant
Tin    Metallic Resources, Inc.    UNITED STATES OF AMERICA    Conformant


Tin    Mitsubishi Materials Corporation    JAPAN    Conformant
Tin    Jiangxi New Nanshan Technology Ltd.    CHINA    Conformant
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    Conformant
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES    Conformant
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA    Conformant
Tin    PT Babel Inti Perkasa    INDONESIA    Conformant
Tin    PT Babel Surya Alam Lestari    INDONESIA    Conformant
Tin    PT Timah Nusantara    INDONESIA    Conformant
Tin    PT Prima Timah Utama    INDONESIA    Conformant
Tin    PT Rajawali Rimba Perkasa    INDONESIA    Conformant
Tin    PT Sariwiguna Binasentosa    INDONESIA    Conformant
Tin    PT Stanindo Inti Perkasa    INDONESIA    Conformant
Tin    PT Tinindo Inter Nusa    INDONESIA    Conformant
Tin    Resind Industria e Comercio Ltda.    BRAZIL    Conformant
Tin    Rui Da Hung    TAIWAN, PROVINCE OF CHINA    Conformant
Tin    Soft Metais Ltda.    BRAZIL    Conformant
Tin    Thai Nguyen Mining and Metallurgy Co., Ltd.    VIET NAM    Conformant
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    Conformant
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    Conformant
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.    CHINA    Conformant
Tin    Luna Smelter, Ltd.    RWANDA    Conformant
Tin    PT Mitra Sukses Globalindo    INDONESIA    Conformant
Tungsten    A.L.M.T. Corp.    JAPAN    Conformant
Tungsten    ACL Metais Eireli    BRAZIL    Conformant
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIET NAM    Conformant


Tungsten    China Molybdenum Tungsten Co., Ltd.    CHINA    Conformant
Tungsten    Fujian Ganmin RareMetal Co., Ltd.    CHINA    Conformant
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    Conformant
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    Conformant
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    Conformant
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA    Conformant
Tungsten    H.C. Starck Tungsten GmbH    GERMANY    Conformant
Tungsten    TANIOBIS Smelting GmbH & Co. KG    GERMANY    Conformant
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA    Conformant
Tungsten    Japan New Metals Co., Ltd.    JAPAN    Conformant
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    Conformant
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    Conformant
Tungsten    Kennametal Fallon    UNITED STATES OF AMERICA    Conformant
Tungsten    KGETS Co., Ltd.    KOREA, REPUBLIC OF    Conformant
Tungsten    Lianyou Metals Co., Ltd.    TAIWAN, PROVINCE OF CHINA    Conformant
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA    Conformant
Tungsten    Moliren Ltd.    RUSSIAN FEDERATION    Conformant
Tungsten    Niagara Refining LLC    UNITED STATES OF AMERICA    Conformant
Tungsten    Masan High-Tech Materials    VIET NAM    Conformant
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    Conformant
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION    Conformant
Tungsten    Wolfram Bergbau und Hutten AG    AUSTRIA    Conformant
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF    Conformant
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    Conformant